🏢 Company
United States Securities and Exchange Commission
Government agency overseeing stock exchanges
📊 Rating
4 news mentions · 👍 0 likes · 👎 0 dislikes
📌 Topics
- Corporate Governance (3)
- Regulatory Compliance (2)
- Shareholder Rights (2)
- Securities Regulation (1)
- Financial Disclosure (1)
- Finance (1)
- Regulation (1)
- Corporate Strategy (1)
🏷️ Keywords
Securities and Exchange Commission (4) · proxy statement (2) · DEF 14A (2) · annual meeting (2) · shareholder vote (2) · corporate governance (2) · Establishment Labs (1) · Form 144 (1) · Sprout Social (1) · SEC filing (1) · insider trading (1) · stock sale (1) · corporate disclosure (1) · executive compensation (1) · IPO (1) · Form S-1 (1) · Bravalo Corporation (1) · public offering (1) · registration statement (1) · capital raising (1)
📖 Key Information
The United States Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. Its primary purpose is to enforce laws against market manipulation.
Created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the Exchange Act or the 1934 Act), the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and the Sarbanes–Oxley Act of 2002, among other statutes.
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Initial public offering · 1 shared articles
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Sprout Social · 1 shared articles
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SEC filing · 1 shared articles